A Self-Organizing Systems
Perspective on Planning For Sustainability
By
M. Beth L. Dempster
A thesis presented to the University of Waterloo
in fulfillment of the thesis requirement for
the degree of Master of Environmental Studies in Planning
Waterloo, Ontario, Canada, 1998
© M. Beth L. Dempster 1998
I hereby declare that I am the sole author of this thesis.
I authorize the University of Waterloo to lend this thesis to other
institutions or individuals for the purpose of scholarly research.
I further authorize the University of Waterloo to reproduce this thesis
by photocopying or by other means, in total or in part, at the request
of other institutions or individuals for the purpose of scholarly research.
Table of Contents
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1.1 Overview
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1.2 Research
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1.3 Sustainability
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2.1 Systems
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2.2 Autopoiesis and Sympoiesis
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2.3 Self-Organization and Complexity
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2.4 Revisiting Poietic Systems
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3.1 Existing Literature
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3.2 Increased Human Complexity
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3.3 Examples
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4.1 Definitions of Planning
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4.2 Planning Theory
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4.3 Learning in Planning
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4.4 Setting the Normative Direction: Sustainability
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4.5 Planning as Part of Emergent Social Systems
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5.1 Planning For Emergent Systems
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5.2 Emergent Planning Systems
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6.1 Highlights
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6.2 Limitations = Possibilities
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6.3 The Challenge
References
Glossary
Lists of
Figures, Table and Boxes
List of Figures
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Figure 1.1 Sustainability - definitional continuum
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Figure 2.1 Continuum of system definitions
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Figure 2.2 Importance of relations among system components
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Figure 2.3 Continuum of self-organizing systems
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Figure 2.4 Illustration of poietic processes
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Figure 2.5 States of balance in autopoietic and sympoietic systems
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Figure 2.6 Evolution of complex systems
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Figure 2.7 Magnetic field: a global influence generating pattern among
iron rods
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Figure 2.8 Interacting global-local influences creating emergent structure
of rivers
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Figure 2.9 Variation among local influences and resulting river patterns
as different attractors
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Figure 2.10 Generation of Bénard cells
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Figure 2.11 Point of tension generating Benard cells
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Figure 2.12 Point of tension generating Bénard cells
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Figure 2.13 Point of tension generating leaf-area in plants
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Figure 3.1 Human psyche as a self-organizing system
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Figure 3.2 Poietic characteristics of human psyche
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Figure 3.3 Structural coupling in human systems
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Figure 3.4 Emergence of social systems through process of self-organization
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Figure 3.5 Recursive interactions in social systems
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Figure 3.6 Point of tension generating small group
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Figure 3.7 Global-local interactions generating specific leader-group attractors
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Figure 3.8 Key autopoietic-sympoietic characteristics of small groups -
comparison of groupthink, 'expert'-driven task force and round-table (positions
are approximate and relative)
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Figure 3.9 Self-organizing factors generating science
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Figure 3.10 Typology of approaches to science (Funtowicz and Ravetz 1992,
1993)
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Figure 3.11 Along shore current and moraine forming sandspit at Point Pelee
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Figure 3.12 Sediment deposition on Point Pelee
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Figure 3.13 Components and processes of system forming marsh-peninsuala
structure at Point Pelee
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Figure 3.14 Point of tension generating peninsula-marsh structure
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Figure 3.15 Social system elements influencing shoreline hazard management
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Figure 3.16 Self-organizing factors generating shoreline hazard management
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Figure 3.17 Key autopoietic-sympoietic characteristics of social system
relevant to Point Pelee National Park
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Figure 4.1 Planning: definitional continuum
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Figure 4.2 Linkage between values and planning
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Figure 4.3 Categories of planning theory
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Figure 4.4 Poietic process in planning
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Figure 4.5 Self-organization and evolution of planners
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Figure 4.6 Misinterpretation of system type
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Figure 4.7 Self-organizing factors generating Canadian National Park planning
and policy
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Figure 5.1 Planning a small group - interpreted through aspects of poietic
systems
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Figure 5.2 Point of tension generating peninsula-marsh structure
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Figure 5.3 Point of tension among social influences affecting
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Figure 5.4 Poietic characteristics of geophysical and social systems of
concern to Point Pelee National Park
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Figure 5.5 Global-local influences generating hardened shoreline indicating
potential influence of national park management system
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Figure 5.6 Problematic outcomes of rational-comprehensive planning - interpreted
through aspects of poietic systems
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Figure 5.7 Typology of approaches to planning
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Figure 5.8 Integrated conceptual map for matching system type and approach
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Figure 5.9 Pattern of organization for National Park planning system
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Figure 5.10 Arnstein's ladder of participation illustrating autopoietic
and sympoietic characteristics
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Figure 5.11 Parallel continua relevant to public involvement using autopoietic-sympoietic
interpretations
List of Tables
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Table 2.1 Comparison of poietic system characteristics
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Table 2.2 Causality and Organization (Campbell 1985, p 155)
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Table 4.1 Comparison of different types of systems thinking
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Table 5.1 Social system elements influenced by Parks Canada
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Table 5.1 Ranking criteria for prioritizing management concerns for Point
Pelee National Park (from Parks Canada 1991, p 156)
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Table 5.2 Basic structure of the Ecosystem Conservation Plan for Georgian
Bay Islands National Park (from Nelson and Skibicki 1997, p 59)
List of Boxes
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Box 1.1 Sustainability Definitions
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Box 1.2 Pro-Growth Perspectives on Sustainability
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Box 2.1 Autopoiesis = Living?
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Box 2.2 Identification key for autopoietic systems
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Box 2.3 Information: definitional issues
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Box 2.4 Trajectory: definitional issues
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Box 2.5 Equilibrium: definitional issues
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Box 2.6 Gestalt: balanced ® balancing
nature
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Box 2.7 Selected works on self-organization
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Box 2.8 Self-organizing system typologies from the existing literature
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Box 2.9 Concepts similar to sympoiesis described in the existing literature
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Box 3.1 Social Influences on individual behaviour (from Cialdini 1993)
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Box 3.2 Paradigm: definitional issues
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Box 5.1 Developing Land Use Plan Scenarios: Some Planning Tips
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Box 5.2 Basic processes of the civics model
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